An Adaptive Model-Based Approach to the Diagnosis and Prognosis of Rotor-Bearing Unbalance

Rotating machinery is the fundamental component of almost all industrial frameworks. Therefore, prognostics and health management (PHM) have emerged as crucial requirements for effectively managing and sustaining various systems in a timely manner. The unbalanced fault has been recognized as a significant contributing factor in the development of faults in rotor-bearing systems, eventually causing failure. Thus, it is essential to monitor the unbalance and maintain it within acceptable bounds in order to guarantee the system's proper operation. Most approaches to the rotor's unbalance monitoring are model-based instead of data-driven due to the shortage of faulted data. In a derived model-based approach, proper identification of the model's parameters, e.g., bearing parameters, always plays a very crucial role. Nonetheless, the identified model's parameters in their initial state would inevitably degenerate during a long-term operation because of aging or environmental changes, such that they are no longer well representative of the real system. In this context, this paper offers an adaptive model-based approach for the assessment of unbalance faults developing over days in a rotor-bearing model. The model is adaptive in the sense that it automatically adjusts its parameters so that they are more closely aligned with the real system. A particle swarm optimization (PSO) scheme is utilized in the parameter identification process. The residual serves as the index for initiating the adaptive process when it is greater than a preset percentage. Individual feature errors work as a gauge to determine which bearing parameters need to be reevaluated. A set of 16-month operational data from a local petrochemical company is used to validate the approach. The unbalanced deterioration trend is evaluated, and results from the adaptive methodology are assessed to show its superiority over the original one. It is also observed that the model's capacity to anticipate unbalance is greatly enhanced by the adaptive strategy. Finally, future unbalances are explored to show its capacity for continuous monitoring-based maintenance solutions.

Automated summary

Rotating machinery is a fundamental component in industrial frameworks, and effective prognostics and health management (PHM) are crucial for managing and sustaining these systems. Unbalanced faults are recognized as a significant factor in the development of faults in rotor-bearing systems, emphasizing the importance of monitoring and maintaining acceptable levels of unbalance. This paper presents an adaptive model-based approach for assessing unbalance faults in a rotor-bearing model and utilizes particle swarm optimization for parameter identification, demonstrating the superiority of this adaptive methodology.