Sensitivity analysis of the hyperparameters of an ensemble Kalman filter application on a semi-distributed hydrological model for streamflow forecasting

Data Assimilation (DA) is an important step for improving prediction accuracy and real-time correction of hydrological models for operational forecasting purposes. The Ensemble Kalman filter (EnKF) is one of the most popular techniques used to address the issues of updating the model states and parameters by creating a novel set of initial conditions in real-time. This study aims at identifying optimal seasonal EnKF parametrizations to reduce the uncertainty associated with the initial conditions in a semi-distributed hydrological model of a snow-dominated catchment in Canada. Sensitivity analysis is performed to evaluate the effects of the EnKF individ-ual hyperparameters (temperature, precipitation and inflow uncertainties) and the updating of three state variables (vadose zone, saturated zone and snowpack) on the skill of short-term (up to 9 days lead-time) forecasts. Results show that the performance of the forecasts is sensitive to the individual hyperparameters and particularly so to the temperature uncertainty, which varies between seasons. Additionally, the forecast skill is related to the choice of the state variables to be updated depending on the season. The vadose zone state variable displays higher importance and sensitivity than the other states, and the results indicate that all state variables should not be systematically updated on this catchment and with the implemented hydrological model. Finally, combining the best hyperparameter values with the optimal combination of state variables to update, insight is provided on the success of the data assimilation scheme that is evaluated on a rolling horizon using a set of seasonal rules to gain forecast performance over the span of multiple years.

Automated summary

Data assimilation is an important step in improving hydrological model predictions. This study aims to identify optimal seasonal parameterizations to reduce uncertainty in initial conditions in a snow-dominated catchment in Canada. Sensitivity analysis shows that forecast performance is sensitive to individual hyperparameters and the choice of state variables.