期刊
STATISTICS IN MEDICINE
卷 41, 期 29, 页码 5645-5661出版社
WILEY
DOI: 10.1002/sim.9585
关键词
ANCOVA; covariate-adaptive randomization; minimization; regression adjustment; stratified randomization
类别
资金
- National Key R&D Program of China [2018YFC2000302]
- National Natural Science Foundation of China [12071242, 12171476, 2020GQG1011]
This article investigates several intuitive and commonly used regression models in randomized clinical trials, demonstrating that all these models can robustly estimate the treatment effect, even with arbitrary misspecification. The article also proposes consistent non-parametric variance estimators and compares them to existing model-based variance estimators. Recommendations are made for the effective use of regression under different scenarios.
Linear regression is arguably the most fundamental statistical model; however, the validity of its use in randomized clinical trials, despite being common practice, has never been crystal clear, particularly when stratified or covariate-adaptive randomization is used. In this article, we investigate several of the most intuitive and commonly used regression models for estimating and inferring the treatment effect in randomized clinical trials. By allowing the regression model to be arbitrarily misspecified, we demonstrate that all these regression-based estimators robustly estimate the treatment effect, albeit with possibly different efficiency. We also propose consistent non-parametric variance estimators and compare their performances to those of the model-based variance estimators that are readily available in standard statistical software. Based on the results and taking into account both theoretical efficiency and practical feasibility, we make recommendations for the effective use of regression under various scenarios. For equal allocation, it suffices to use the regression adjustment for the stratum covariates and additional baseline covariates, if available, with the usual ordinary-least-squares variance estimator. For unequal allocation, regression with treatment-by-covariate interactions should be used, together with our proposed variance estimators. These recommendations apply to simple and stratified randomization, and minimization, among others. We hope this work helps to clarify and promote the usage of regression in randomized clinical trials.
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