Mapping the urban forest in detail: From LiDAR point clouds to 3D tree models

Trees are an integral component of the urban environment and important for human well-being, adaption measures to climate change and sustainable urban transformation. Understanding the small-scale impacts of urban trees and strategically managing the ecosystem services they provide requires high-resolution information on urban forest structure, which is still scarce. In contrast, there is an abundance of data portraying urban areas and an associated trend towards smart cities and digital twins as analysis platforms. A GIS workflow is presented in this paper that may close this data gap by classifying the urban forest from LiDAR point clouds, detecting and reconstructing individual crowns, and enabling a tree representation within semantic 3D city models. The workflow is designed to provide robust results for point clouds with a density of at least 4 pts/m2 that are widely available. Evaluation was conducted by mapping the urban forest of Dresden (Germany) using a point cloud with 4 pts/m2. An object-based data fusion approach is implemented for the classification of the urban forest. A classification accuracy of 95 % for different urban settings is achieved by combining LiDAR with multispectral imagery and a 3D building model. Individual trees are detected by local maxima filtering and crowns are segmented using marker-controlled watershed segmentation. Evaluation highlights the influences of both urban and forest structure on individual tree detection. Substantial differences in detection accuracies are evident between trees along streets (72 %) and structurally more complex tree stands in green areas (31 %), as well as dependencies on tree height and crown diameter. Furthermore, an approach for parameterized reconstruction of tree crowns is presented, which enables efficient and realistic city-wide modeling. The suitability of LiDAR to measure individual tree metrics is illustrated as well as a framework for modeling individual tree crowns via geometric primitives.

Automated summary

This paper presents a GIS workflow for classifying urban forests from LiDAR point clouds, detecting and reconstructing individual tree crowns, and representing them within semantic 3D city models. The evaluation of the workflow in Dresden, Germany achieved a classification accuracy of 95%. The paper also introduces an approach for parameterized reconstruction of tree crowns and demonstrates the suitability of LiDAR for measuring individual tree metrics.