The Triangulation WIthin a STudy (TWIST) framework for causal inference within pharmacogenetic research

Author summaryUnderstanding how much a specific treatment's effect is moderated by common genetic variation is an important public health question. If a person's genetics means they will experience a much reduced treatment effect, as measured with respect to a particular health outcome, then they could be switched to an alternative therapy. When assessing the impact of such a switch at the population level, it is typical to only use data on those who are treated with the said drug. However, this analysis is compromised if genetic variants exist which moderate the treatment's effect and affect the outcome through alternative pathways. In this paper we describe an extended analysis framework to estimating the 'genetically moderated treatment effect' (GMTE) that incorporates information on both treated and untreated individuals. With this larger set of information we show that four analysis approaches for estimating the GMTE are possible. Each one relies on a different set of assumptions to work correctly and provides estimates that are largely uncorrelated with one another. Our paper describes a decision framework for triangulating the findings from these four approaches in order to provide a more robust basis for decision making in public health. In this paper we review the methodological underpinnings of the general pharmacogenetic approach for uncovering genetically-driven treatment effect heterogeneity. This typically utilises only individuals who are treated and relies on fairly strong baseline assumptions to estimate what we term the 'genetically moderated treatment effect' (GMTE). When these assumptions are seriously violated, we show that a robust but less efficient estimate of the GMTE that incorporates information on the population of untreated individuals can instead be used. In cases of partial violation, we clarify when Mendelian randomization and a modified confounder adjustment method can also yield consistent estimates for the GMTE. A decision framework is then described to decide when a particular estimation strategy is most appropriate and how specific estimators can be combined to further improve efficiency. Triangulation of evidence from different data sources, each with their inherent biases and limitations, is becoming a well established principle for strengthening causal analysis. We call our framework 'Triangulation WIthin a STudy' (TWIST)' in order to emphasise that an analysis in this spirit is also possible within a single data set, using causal estimates that are approximately uncorrelated, but reliant on different sets of assumptions. We illustrate these approaches by re-analysing primary-care-linked UK Biobank data relating to CYP2C19 genetic variants, Clopidogrel use and stroke risk, and data relating to APOE genetic variants, statin use and Coronary Artery Disease.

Automated summary

This paper describes an extended analysis framework for estimating the genetically moderated treatment effect, introducing four possible analysis approaches. These approaches provide estimates that are largely uncorrelated and can help in decision making for public health.