Association of Functional, Cognitive, and Psychological Measures With 1-Year Mortality in Patients Undergoing Major Surgery

Key PointsQuestionAre functional, cognitive, and psychological measures that are grounded in geriatric assessment associated with 1-year mortality in older adults after major surgery? FindingsIn this cohort study, 17% of participants who underwent major surgery died within 1 year. Functional, cognitive, and psychological measures were significantly associated with mortality. MeaningSpecific measures, such as preoperative function, cognition, and psychological well-being, may need to be incorporated into the preoperative assessment to enhance surgical decision-making and patient counseling. ImportanceMore older adults are undergoing major surgery despite the greater risk of postoperative mortality. Although measures, such as functional, cognitive, and psychological status, are known to be crucial components of health in older persons, they are not often used in assessing the risk of adverse postoperative outcomes in older adults. ObjectiveTo determine the association between measures of physical, cognitive, and psychological function and 1-year mortality in older adults after major surgery. Design, Setting, and ParticipantsRetrospective analysis of a prospective cohort study of participants 66 years or older who were enrolled in the nationally representative Health and Retirement Study and underwent 1 of 3 types of major surgery. ExposuresMajor surgery, including abdominal aortic aneurysm repair, coronary artery bypass graft, and colectomy. Main Outcomes and MeasuresOur outcome was mortality within 1 year of major surgery. Our primary associated factors included functional, cognitive, and psychological factors: dependence in activities of daily living (ADL), dependence in instrumental ADL, inability to walk several blocks, cognitive status, and presence of depression. We adjusted for other demographic and clinical predictors. ResultsOf 1341 participants, the mean (SD) participant age was 76 (6) years, 737 (55%) were women, 99 (7%) underwent abdominal aortic aneurysm repair, 686 (51%) coronary artery bypass graft, and 556 (42%) colectomy; 223 (17%) died within 1 year of their operation. After adjusting for age, comorbidity burden, surgical type, sex, race/ethnicity, wealth, income, and education, the following measures were significantly associated with 1-year mortality: more than 1 ADL dependence (29% vs 13%; adjusted hazard ratio [aHR], 2.76; P=.001), more than 1 instrumental ADL dependence (21% vs 14%; aHR, 1.32; P=.05), the inability to walk several blocks (17% vs 11%; aHR, 1.64; P=.01), dementia (21% vs 12%; aHR, 1.91; P=.03), and depression (19% vs 12%; aHR, 1.72; P=.01). The risk of 1-year mortality increased within the increasing risk factors present (0 factors: 10.0%; 1 factor: 16.2%; 2 factors: 27.8%). Conclusions and RelevanceIn this older adult cohort, 223 participants (17%) who underwent major surgery died within 1 year and poor function, cognition, and psychological well-being were significantly associated with mortality. Measures in function, cognition, and psychological well-being need to be incorporated into the preoperative assessment to enhance surgical decision-making and patient counseling. This cohort study examines the association of functional, cognitive, and pyschological measure with 1-year mortality for patients enrolled in the Health and Retirement Study who underwent major surgery.