Tunnelling under a conical intersection: Application to the product vibrational state distributions in the UV photodissociation of phenols

When phenol is photoexcited to its S-1 (1(1)pi pi*) state at wavelengths in the range 257.403 <= lambda phot <= 275.133 nm the O-H bond dissociates to yield an H atom and a phenoxyl co-product, with the available energy shared between translation and well characterised product vibration. It is accepted that dissociation is enabled by transfer to an S-2 (1(1)pi sigma*) state, for which the potential energy surface (PES) is repulsive in the O-H stretch coordinate, RO-H. This S-2 PES is cut by the S-1 PES near RO-H = 1.2 angstrom and by the S-0 ground state PES near RO-H = 2.1 angstrom, to give two conical intersections (CIs). These have each been invoked-both in theoretical studies and in the interpretation of experimental vibrational activity-but with considerable controversy. This paper revisits the dynamic mechanisms that underlie the photodissociation of phenol and substituted phenols in the light of symmetry restrictions arising from torsional tunnelling degeneracy, which has been neglected hitherto. This places tighter symmetry constraints on the dynamics around the two CIs. The non-rigid molecular symmetry group G(4) necessitates vibronic interactions by a(2) modes to enable coupling at the inner, higher energy (S-1/S-2) CI, or by b(1) modes at the outer, lower energy (S-2/S-0) CI. The experimental data following excitation through many vibronic levels of the S-1 state of phenol and substituted phenols demonstrate the effective role of the nu(16a) (a2) ring torsional mode in enabling O-H bond fission. This requires tunnelling under the S-1/S-2 CI, with a hindering barrier of similar to 5000 cm(-1) and with the associated geometric phase effect. Quantum dynamic calculations using new ab initio PESs provide quantitative justification for this conclusion. The fates of other excited S-1 modes are also rationalised, revealing both spectator modes and intramolecular vibrational redistribution between modes. A common feature in many cases is the observation of an extended, odd-number only, progression in product mode nu(16a) (i.e., the parent mode which enables S-1/S-2 tunnelling), which we explain as a Franck-Condon consequence of a major change in the active vibration frequency. These comprehensive results serve to confirm the hypothesis that O-H fission following excitation to the S-1 state involves tunnelling under the S-1/S-2 CI-in accord with conclusions reached from a recent correlation of the excited state lifetimes of phenol (and many substituted phenols) with the corresponding vertical energy gaps between their S-1 and S-2 PESs. (C) 2011 American Institute of Physics. [doi: 10.1063/1.3585609]