Mechanisms for the interannual variability in the tropical Indian Ocean. Part I: The role of remote forcing from the tropical pacific

A series of experiments are conducted using a coupled ocean - atmosphere general circulation model in regional coupled mode, which permits active air - sea interaction only within the Indian Ocean to the north of 30 S, with sea surface temperatures ( SSTs) prescribed over the rest of the world oceans. In this paper, an ensemble of nine simulations has been analyzed with the observed SST anomalies for 1950 - 98 prescribed over the uncoupled region. The purpose of this study is to determine the major patterns of interannual variability in the tropical Indian Ocean that could be related to the global low- frequency fluctuations and to understand the physical links between the remote forcing and the regional coupled variations. The ensemble coupled simulations with prescribed SST outside the Indian Ocean are able to reproduce a considerable amount of observed variability in the tropical Indian Ocean during 1950 - 98. The first EOF modes of the simulated upper- ocean heat content and SST anomalies show structures that are quite consistent with those from the historical upper oceanic temperature and SST analyses. The dominant pattern of response is associated with an oceanic dynamical adjustment of the thermocline depth in the southwestern Indian Ocean. In general, a deepening of the thermocline in the southwest is usually accompanied by the enhanced upwelling and thermocline shoaling centered near the Sumatra coast. Further analysis shows that the leading external forcing is from the El Nino - Southern Oscillation ( ENSO), which induces an anomalous fluctuation of the atmospheric anticyclones on both sides of the equator over the Indian Ocean, starting from the evolving stage of an El Nino event in boreal summer. Apart from weakening the Indian monsoon, the surface equatorial easterly anomalies associated with this circulation pattern first induce equatorial and coastal upwelling anomalies near the Sumatra coast from summer to fall, which enhance the equatorial zonal SST gradient and stimulate intense air - sea feedback in the equatorial ocean. Moreover, the persistent anticyclonic wind curl over the southern tropical Indian Ocean, reinforced by the equatorial air - sea coupling, forces substantial thermocline change centered at the thermocline ridge in the southwestern Indian Ocean for seasons. The significant thermocline change has profound and long- lasting influences on the SST fluctuations in the Indian Ocean. It should be noted that the ENSO forcing is not the only way that this kind of basinwide Indian Ocean fluctuations can be generated. As will be shown in the second part of this study, similar low- frequency fluctuations can also be generated by processes within the Indian and western Pacific region without ENSO influence. The unique feature of the ENSO influence is that, because of the high persistence of the atmospheric remote forcing from boreal summer to winter, the life span of the thermocline anomalies in the southwestern Indian Ocean is generally longer than that generated by regional coupled processes.