4.6 Article

Lower Bounds on the Redundancy of Huffman Codes With Known and Unknown Probabilities

Journal

IEEE ACCESS
Volume 7, Issue -, Pages 115857-115870

Publisher

IEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC
DOI: 10.1109/ACCESS.2019.2932206

Keywords

Huffman code; redundancy; lower bounds

Funding

  1. Centre National d'Etudes Spatiales
  2. Spanish Ministry of Economy and Competitiveness (MINECO)
  3. European Regional Development Fund (FEDER)
  4. European Union [TIN2015-71126-R, RTI2018-095287-B-I00]
  5. Catalan Government [2014SGR-691, 2017SGR-463]

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In this paper, we provide a method to obtain tight lower bounds on the minimum redundancy achievable by a Huffman code when the probability distribution underlying an alphabet is only partially known. In particular, we address the case where the occurrence probabilities are unknown for some of the symbols in an alphabet. Bounds can be obtained for alphabets of a given size, for alphabets of up to a given size, and alphabets of arbitrary size. The method operates on a computer algebra system, yielding closed-form numbers for all results. Finally, we show the potential of the proposed method to shed some light on the structure of the minimum redundancy achievable by the Huffman code.

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