4.5 Article

Masked analysis for small-scale cluster randomized controlled trials

Journal

BEHAVIOR RESEARCH METHODS
Volume 54, Issue 4, Pages 1701-1714

Publisher

SPRINGER
DOI: 10.3758/s13428-021-01708-0

Keywords

Randomization; Masked graphs; Randomization test; Pilot study; Cluster RCT

Funding

  1. Institute of Education Sciences, U.S. Department of Education [R305A150543]

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The researchers developed an adaptive, low-assumption, and statistically valid method to test for intervention effects. By applying masked visual analysis techniques to cluster RCTs, they demonstrated the benefits of testing effects in small-scale cluster RCTs without a priori specification of a statistical model or test statistic.
Researchers conducting small-scale cluster randomized controlled trials (RCTs) during the pilot testing of an intervention often look for evidence of promise to justify an efficacy trial. We developed a method to test for intervention effects that is adaptive (i.e., responsive to data exploration), requires few assumptions, and is statistically valid (i.e., controls the type I error rate), by adapting masked visual analysis techniques to cluster RCTs. We illustrate the creation of masked graphs and their analysis using data from a pilot study in which 15 high school programs were randomly assigned to either business as usual or an intervention developed to promote psychological and academic well-being in 9th grade students in accelerated coursework. We conclude that in small-scale cluster RCTs there can be benefits of testing for effects without a priori specification of a statistical model or test statistic.

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