4.7 Article

High-Order Cumulants Based Sparse Array Design Via Fractal Geometries-Part I: Structures and DOFs

Journal

IEEE TRANSACTIONS ON SIGNAL PROCESSING
Volume 71, Issue -, Pages 327-342

Publisher

IEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC
DOI: 10.1109/TSP.2023.3244672

Keywords

Sparse array design; difference co-array; high-order cumulants; fractal geometry; direction of arrival estimation

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This paper presents a novel approach to designing structures based on the high-order difference co-array concept, which provides a large number of degrees of freedom and meets multiple optimization criteria. By recursively using a simple generator, a fractal array based on the 2qth-order difference co-array (2qth-O-Fractal) is formed, inheriting multiple desirable properties from the generator under certain conditions.
structures based on the high-order difference co-array concept provide a large number of degrees of freedom, but are typically difficult to design under multiple optimality criteria. In this paper, we present a joint across-order (across different cumulant order q) and inner-order (within the same cumulant order q) fractal framework to form a fractal array based on the 2qth-order difference co-array (2qth-O-Fractal) by recursively using a simple generator. We show that multiple properties of interest, including large consecutive difference co-array, closed-form sensor positions, hole-free difference co-array, robustness to sensor failures, and resilience to mutual coupling, are inherited from the generator under appropriate conditions. Part I of the work focuses on array structures with a large uniform or hole-free (higher-order) difference co-array. First, we show that for an array of size N, O(N-2q) consecutive co-array lags can be provided by optimizing the generator. In addition, the generated structure outperforms existing structures in terms of the number of consecutive lags offered. Then, proof is provided that under given requirements on the generator, the hole-free property is inherited for q = 2, and O(N-4) hole-free fourth-order difference co-array lags can be achieved by the proposed framework, which is larger than those of existing structures. Simulation results verify the superiority of the proposed framework in terms of estimation accuracy and resolution capability. Part II of this work focuses on the properties of array robustness and mutual coupling.

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