Beamforming Analysis and Design for Wideband THz Reconfigurable Intelligent Surface Communications

Reconfigurable intelligent surface (RIS)-aided terahertz (THz) communications have been regarded as a promising candidate for future 6G networks because of its ultra-wide bandwidth and ultra-low power consumption. However, there exists the beam split problem, especially when the base station (BS) or RIS owns the large-scale antennas, which may lead to serious array gain loss. Therefore, in this paper, we investigate the beam split and beamforming design problems in the THz RIS communications. Specifically, we first analyze the beam split effect caused by different RIS sizes, shapes and deployments. On this basis, we apply the fully connected time delayer phase shifter hybrid beamforming (FC-TD-PS-HB) architecture at the BS and deploy distributed RISs to cooperatively mitigate the beam split effect. We aim to maximize the achievable sum rate by jointly optimizing the hybrid analog/digital beamforming, time delays at the BS and reflection coefficients at the RISs. To solve the formulated problem, we first design the analog beamforming and time delays based on different RISs' physical directions, and then it is transformed into an optimization problem by jointly optimizing the digital beamforming and reflection coefficients. Next, we propose an alternatively iterative optimization algorithm to deal with it. Specifically, for given the reflection coefficients, we propose an iterative algorithm based on the minimum mean square error technique to obtain the digital beamforming. After, we apply Lagrangian dual reformulation (LDR) and multidimensional complex quadratic transform (MCQT) methods to transform the original problem to a quadratically constrained quadratic program, which can be solved by alternating direction method of multipliers (ADMM) technique to obtain the reflection coefficients. Finally, the digital beamforming and reflection coefficients are obtained via repeating the above processes until convergence. Simulation results verify that the proposed scheme can effectively alleviate the beam split effect and improve the system capacity.

Automated summary

This paper investigates the beam split and beamforming design problems in terahertz (THz) communications aided by reconfigurable intelligent surfaces (RIS). The beam split effect caused by different RIS sizes, shapes, and deployments is analyzed, and a fully connected time delayer phase shifter hybrid beamforming architecture is applied to mitigate the beam split effect. The aim is to maximize the achievable sum rate by jointly optimizing analog/digital beamforming, time delays, and reflection coefficients. An alternatively iterative optimization algorithm is proposed to solve the formulated problem. Simulation results demonstrate that the proposed scheme effectively alleviates the beam split effect and improves system capacity.