4.6 Article

Automatic Feature Extraction and Construction Using Genetic Programming for Rotating Machinery Fault Diagnosis

Journal

IEEE TRANSACTIONS ON CYBERNETICS
Volume 51, Issue 10, Pages 4909-4923

Publisher

IEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC
DOI: 10.1109/TCYB.2020.3032945

Keywords

Feature extraction; Fault diagnosis; Machinery; Vibrations; Task analysis; Entropy; Genetic programming; Fault diagnosis; feature construction; feature extraction; genetic programming (GP); rotating machinery

Funding

  1. National Natural Science Foundation of China [51777075, 61876169]
  2. Natural Science Foundation of Hebei Province [E2019502064]
  3. Fundamental Research Funds for Central Universities [2019QN131]
  4. Marsden Fund of New Zealand Government [VUW1509, VUW1615]
  5. Science for Technological Innovation Challenge Fund [E3603/2903]
  6. University Research Fund at Victoria University of Wellington [223805/3986]
  7. MBIE Data Science SSIF Fund [RTVU1914]
  8. Joint Postgraduate Training Program of North China Electric Power University

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The article introduces a novel diagnosis approach, AFECGP, based on evolutionary learning for identifying different fault types in rotating machinery. By automatically generating informative features and combining them with k-Nearest Neighbors for fault diagnosis, the proposed approach outperforms competitive methods in accuracy.
Feature extraction is an essential process in the intelligent fault diagnosis of rotating machinery. Although existing feature extraction methods can obtain representative features from the original signal, domain knowledge and expert experience are often required. In this article, a novel diagnosis approach based on evolutionary learning, namely, automatic feature extraction and construction using genetic programming (AFECGP), is proposed to automatically generate informative and discriminative features from original vibration signals for identifying different fault types of rotating machinery. To achieve this, a new program structure, a new function set, and a new terminal set are developed in AFECGP to allow it to detect important subband signals and extract and construct informative features, automatically and simultaneously. More important, AFECGP can produce a flexible number of features for classification. Having the generated features, k-Nearest Neighbors is employed to perform fault diagnosis. The performance of the AFECGP-based fault diagnosis approach is evaluated on four fault diagnosis datasets of varying difficulty and compared with 14 baseline methods. The results show that the proposed approach achieves better fault diagnosis accuracy on all the datasets than the competitive methods and can effectively identify different fault conditions of rolling bearing, gear, and rotor.

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