4.7 Article

Predicting tunnel squeezing using support vector machine optimized by whale optimization algorithm

Journal

ACTA GEOTECHNICA
Volume 17, Issue 4, Pages 1343-1366

Publisher

SPRINGER HEIDELBERG
DOI: 10.1007/s11440-022-01450-7

Keywords

Classification modeling; Squeezing; SVM; Tunnel; WOA algorithm

Funding

  1. National Science Foundation of China [42177164]
  2. Innovation-Driven Project of Central South University [2020CX040]

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In this study, a model named WOA-SVM was proposed to accurately predict tunnel squeezing by optimizing the support vector machine (SVM) model. The optimized WOA-SVM model showed the highest accuracy among all proposed models, and the percentage strain was identified as the most influential parameter for the model.
The squeezing behavior of surrounding rock can be described as the time-dependent large deformation during tunnel excavation, which appears in special geological conditions, such as weak rock masses and high in situ stress. Several problems such as budget increase and construction period extension can be caused by squeezing in rock mass. It is significant to propose a model for accurate prediction of rock squeezing. In this research, the support vector machine (SVM) as a machine learning model was optimized by the whale optimization algorithm (WOA), WOA-SVM, to classify the tunnel squeezing based on 114 real cases. The role of WOA in this system is to optimize the hyper-parameters of SVM model for receiving a higher level of accuracy. In the established database, five input parameters, i.e., buried depth, support stiffness, rock tunneling quality index, diameter and the percentage strain, were used. In the process of model classification, different effective parameters of SVM and WOA were considered, and the optimum parameters were designed. To examine the accuracy of the WOA-SVM, the base SVM, ANN (refers to the multilayer perceptron) and GP (refers to the Gaussian process classification) were also constructed. Evaluation of these models showed that the optimized WOA-SVM is the best model among all proposed models in classifying the tunnel squeezing. It has the highest accuracy (approximately 0.9565) than other un-optimized individual classifiers (SVM, ANN, and GP). This was obtained based on results of different performance indexes. In addition, according to sensitivity analysis, the percentage strain is highly sensitive to the model, followed by buried depth and support stiffness. That means, e, H and K are the best combination of parameters for the WOA-SVM model.

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