4.7 Article

Active Reconfigurable Intelligent Surface-Aided Wireless Communications

Journal

IEEE TRANSACTIONS ON WIRELESS COMMUNICATIONS
Volume 20, Issue 8, Pages 4962-4975

Publisher

IEEE-INST ELECTRICAL ELECTRONICS ENGINEERS INC
DOI: 10.1109/TWC.2021.3064024

Keywords

Wireless communication; Array signal processing; Radio frequency; Surface treatment; Surface resistance; Signal to noise ratio; Relays; Reconfigurable intelligent surface (RIS); active load; negative resistance; optimization

Funding

  1. National Natural Science Foundation of China [61631005, U1801261]
  2. National Key Research and Development Program of China [2018YFB1801105]
  3. Key Areas of Research and Development Program of Guangdong Province, China [2018B010114001]
  4. Fundamental Research Funds for the Central Universities [ZYGX2019Z022]
  5. Programme of Introducing Talents of Discipline to Universities [B20064]

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The paper introduces a new type of RIS, called active RIS, which enhances the incoming signal by incorporating active loads to each reflecting element, in contrast to conventional passive RIS systems. However, this amplification may unintentionally boost RIS-correlated noise, requiring optimization of the reflecting coefficient matrix at the RIS and receive beamforming at the receiver to strike a balance between maximizing received signal power and minimizing RIS-related noise.
Reconfigurable Intelligent Surface (RIS) is a promising solution to reconfigure the wireless environment in a controllable way. To compensate for the double-fading attenuation in the RIS-aided link, a large number of passive reflecting elements (REs) are conventionally deployed at the RIS, resulting in large surface size and considerable circuit power consumption. In this paper, we propose a new type of RIS, called active RIS, where each RE is assisted by active loads (negative resistance), that reflect and amplify the incident signal instead of only reflecting it with the adjustable phase shift as in the case of a passive RIS. Therefore, for a given power budget at the RIS, a strengthened RIS-aided link can be achieved by increasing the number of active REs as well as amplifying the incident signal. We consider the use of an active RIS to a single input multiple output (SIMO) system. However, it would unintentionally amplify the RIS-correlated noise, and thus the proposed system has to balance the conflict between the received signal power maximization and the RIS-correlated noise minimization at the receiver. To achieve this goal, it has to optimize the reflecting coefficient matrix at the RIS and the receive beamforming at the receiver. An alternating optimization algorithm is proposed to solve the problem. Specifically, the receive beamforming is obtained with a closed-form solution based on linear minimum-mean-square-error (MMSE) criterion, while the reflecting coefficient matrix is obtained by solving a series of sequential convex approximation (SCA) problems. Simulation results show that the proposed active RIS-aided system could achieve better performance over the conventional passive RIS-aided system with the same power budget.

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