Optically pumped coherent mechanical oscillators: the laser rate equation theory and experimental verification

We develop a theory describing the operation of an opto-mechanical oscillator as a phonon laser using a set of coupled equations that is analogous to the standard set of laser rate equations. We show that laser-like parameters that characterize gain, stored energy, threshold, efficiency, oscillation frequency linewidth, and saturation power can be introduced for an opto-mechanical oscillator driven by photo-thermal or radiation pressure forces. We then apply the theoretical model to the experimental results for photo-thermally driven oscillations in a Si waveguide opto-mechanical resonator and show good agreement between the theory and experiments. We also consider the microscopic mechanism that transforms the energy of incoherent thermal phonons into coherent oscillations of a single phonon mode and show remarkable parallels with the three-wave parametric interactions in optics and also with opto-electronic oscillators used in microwave photonics.