General conditions

1. Admissibility conditions: described in Annex A and Annex E of the Horizon Europe Work Programme General Annexes

Proposal page limits and layout: described in Part B of the Application Form available in the Submission System

2. Eligible countries: described in Annex B of the Work Programme General Annexes

A number of non-EU/non-Associated Countries that are not automatically eligible for funding have made specific provisions for making funding available for their participants in Horizon Europe projects. See the information in the Horizon Europe Programme Guide.

3. Other eligibility conditions: described in Annex B of the Work Programme General Annexes

4. Financial and operational capacity and exclusion: described in Annex C of the Work Programme General Annexes

5. Evaluation and award:

• Award criteria, scoring and thresholds are described in Annex D of the Work Programme General Annexes

• Submission and evaluation processes are described in Annex F of the Work Programme General Annexes and the Online Manual

• Indicative timeline for evaluation and grant agreement: described in Annex F of the Work Programme General Annexes

6. Legal and financial set-up of the grants: described in Annex G of the Work Programme General Annexes

Eligible costs will take the form of a lump sum as defined in the Decision of 7 July 2021 authorising the use of lump sum contributions under the Horizon Europe Programme – the Framework Programme for Research and Innovation (2021-2027) – and in actions under the Research and Training Programme of the European Atomic Energy Community (2021-2025). [[This decision is available on the Funding and Tenders Portal, in the reference documents section for Horizon Europe, under ‘Simplified costs decisions’ or through this link: https://ec.europa.eu/info/funding-tenders/opportunities/docs/2021-2027/horizon/guidance/ls-decision_he_en.pdf]].

Specific conditions

7. Specific conditions: described in the [specific topic of the Work Programme]

Documents

Call documents:

Standard application form — call-specific application form is available in the Submission System

Standard application form (HE RIA, IA)

Standard evaluation form — will be used with the necessary adaptations

Standard evaluation form (HE RIA, IA)

MGA

Lump Sum MGA v1.0

RAO decision authorising the use of lump sum funding

Explanatory slides for applicants on the specificities of lump sum funding

Detailed Budget Table (HE LS) for estimation of Lump Sum Funding

Additional documents:

HE Main Work Programme 2023–2024 – 1. General Introduction

HE Main Work Programme 2023–2024 – 3. Research Infrastructures

HE Main Work Programme 2023-2024 – 13. General Annexes

HE Programme Guide

HE Framework Programme and Rules for Participation Regulation 2021/695

EU Financial Regulation

Rules for Legal Entity Validation, LEAR Appointment and Financial Capacity Assessment

EU Grants AGA — Annotated Model Grant Agreement

Funding & Tenders Portal Online Manual

Funding & Tenders Portal Terms and Conditions

Funding & Tenders Portal Privacy Statement

Projects are expected to contribute to all the following expected outcomes:

• support to planning and decision making for research infrastructures at the national (e.g. funding bodies, governments) and European level (e.g. ESFRI) through solid science cases, including expected scientific breakthrough, gap analyses and feasibility/design studies for future research infrastructures or major upgrades of existing ones;
• a better alignment of the development of the research infrastructure landscape with the advancements of excellent science, frontier research and technology innovation;
• increased performance, scientific capacity and excellence of the European research infrastructure landscape;
• new services and access opportunities available to the research community, allowing to better tackle scientific and societal challenges;
• reduction of environmental (including climate-related) impacts as well as optimisation of resource and energy consumption integrated in the very early phase of development of new research infrastructures or major upgrades of existing ones.

This topic aims at supporting the development of new concepts for the next generation of research infrastructures of European interest[1], single/multi sited, distributed or virtual, that none or few countries might individually be able to implement. All fields of research can be considered.

Major upgrades of existing infrastructures may also be considered if the end result is significantly transformative and equivalent to a new infrastructure concept. The possibility to extend the scope of already existing infrastructures and/or integrate in a sustainable way existing pan-European and national capacities to address the specific RI service needs, should indeed be assessed as a first option, identifying what is missing and the necessary new developments.

Proposals for RI concept development will tackle all key questions concerning the technical and conceptual feasibility of new or upgraded fully fledged user facilities.

In this respect, proposals should address all following aspects:

• demonstrate relevance in relation to ERA, including to the existing landscape, and the expected advancement with respect to the state-of-art of the new or upgraded infrastructure;
• highlight the research challenges the new or upgraded research infrastructures will make possible to address, including at global level;
• indicate the gaps in the research infrastructure landscape the new or upgraded infrastructure will cover and the synergies with other existing infrastructures at European and global level, including those co-financed from other EU instruments (e.g.: Cohesion policy);
• indicate, when relevant, the potential impact of the new research infrastructure at regional level.

Proposals should also convincingly demonstrate that the project will effectively:

• identify technologies and the architecture (e.g. single site or distributed, …) for developing the research infrastructure;
• identify scientific user communities (and their related needs) that will benefit from access to RI services, including scientific data and instrumentation, and develop the planning of research services to users;
• identify governance options as well as strategic approaches for institutional/stakeholders’ commitment and engagement and for ensuring a wide membership;
• develop initial financial plans for the implementation and operation of the new or upgraded RI as well as preliminary ideas for long-term sustainability, including synergies with other funds and programmes (e.g.: ERDF);
• develop plans for an efficient data curation and preservation and for the provision of access to data collected or produced by the future infrastructure, in line with the FAIR principles.

Proposals considering just a new component of a research infrastructure are not in scope of this topic.

When relevant, environmental (including climate-related) impacts as well as the optimisation of resource and energy use should be integrated in the concept development of new or upgraded research infrastructures. In this topic the integration of the gender dimension (sex and gender analysis) in research and innovation content is not a mandatory requirement.

[1] A research infrastructure is of European interest when is able to attract users from EU or associated countries other than the country where the infrastructure is located.